MICHEAL B.

THOMPSON

With certification as a Financial Advisor, Stock Trader, and Investment Broker, I excel in offering clients strategic counsel, enabling them to attain consistent profitability in the ever-changing financial markets.

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Recurrent Clients

$0M

Portfolio Profit

0+

State Licenses

Micheal B. Thompson

I am Micheal B. Thompson, an accomplished Financial Consultant and Investment Broker with a wealth of experience exceeding 13 years, collaborating with esteemed brokerage firms in the United States. At present, I am a proud member of the horizon capital group team.

My professional credentials include holding Series 63, Series 65, and Series 66 licenses, qualifying me as both a securities agent and an investment advisor representative. My commitment to excellence is underscored by successfully passing six Broker Qualification examinations, earning registered licenses in 25 states across the nation.

Throughout my career, I have honed my expertise in assisting clients in achieving their financial objectives. My role involves providing strategic advice on securities, along with the development and implementation of highly lucrative investment and trading strategies. My proficiency in navigating the complexities of the financial landscape positions me as a trusted partner in guiding clients toward financial success.

Examinations

STATE SECURITIES LAW

Series 66

Uniform Combined State Law
Examination
-Feb 25,2019

Series 65

Uniform Investment Adviser Law
Examination
-Feb 25,2019

Series 63

Uniform Security Agent State
Examination
-Feb 25,2019

GENERAL INDUSTRY / PRODUCT EXAM

Series 7TO

General Securities representative
Examination
-Feb 25,2019

SIE

Securities Industry Essentials
Examination
-Feb 25,2019

Series 7

General Securities Representatives
Examination
-Feb 25,2019

Professional

Experience

2019 - Present (4 years)

WELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)

Stock Broker
Investment Adviser

2002 - 2003 (1 year)

WACHOVIA SECURITIES, LLC (CRD#19616)

Investment Adviser

1999 - 2003 (3 years)

WACHOVIA SECURITIES, LLC (CRD# 19616)

Stock Broker

1994 - 1999 (5 years)

FIRST UNION CAPITAL MARKET CORP, (CRD# 19616)

Stock Broker
Stock Broker

What I Offer

WEALTH MANAGEMENT
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INVESTMENT ADVICE
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FINANCIAL PLANNING
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REAL-ESTATE ASSET MANAGEMENT
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BUSINESS RETIREMENT PLANNING
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PORTFOLIO MANAGEMENT
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Micheal B. Thompson

Financial Consultant / Investment Broker
13+ Years of Experience
FINRA, NASDAQ & NYSE Certified
38+ State Registeration Licenses

Words From My Clients

He consistently exceeded my expectations. His thorough research, proactive approach,and dedication to client success have led remarkable returms on my investments . i confidemntly recommend Michael to anyone in need.
I have been consistently amazed by Michael exceptional work ethic and his ability to go above and beyond. His dedication to achieving client satisfaction and his innovative problem-solving skills have significantly impacted the positive outcomes of our collaborations.
Throughout our partnership, Micheal has consistently displayed an unparalleled level of dedication and expertise. His proactive and detail-oriented approach, coupled with a genuine commitment to achieving client goals, has resulted in outstanding outcomes.
Micheal's proactive and diligent work has been instrumental in delivering exceptional results. His commitment to client success, coupled with a strong focus on achieving measurable returns, has made a significant impact on our endeavors.
Micheal's attention to detail and commitment to delivering exceptional results have truly impressed me. His proactive communication and strategic insights have greatly contributed to the success of my projects.

Contact Me

Contact Email
contact@Micheal.com
Others
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